Unclaimed
Brock Richardson is a registered representative with PFS Investments Inc. Brock is licensed to offer investment advisory services in Ohio. Brock's primary office location is in Fairlawn, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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OH
08/25/2021 - Present
PFS Investments Inc. (FAIRLAWN OH)
BC
Issued 10/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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