Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brock? Claim Your ProfileBrock R. Barnes is a Financial Advisor located in Baltimore, MD. Brock R. Barnes is registered with Morgan Stanley & Co. LLC. Brock R. Barnes has passed the SIE and the Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
05/10/2024 - Present
Morgan Stanley & Co. LLC (Baltimore MD)
BC
Issued 05/10/2024
Series 99TO - Operations Professional Examination
BC
Issued 05/04/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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