Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brock? Claim Your ProfileBrock N. Baer is a financial advisor at Mesirow Financial, Inc. Brock is a registered representative with FINRA. Brock is also licensed to sell securities in 51 states. Brock holds the Series 7, Series 55, Series 57TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/01/2002 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
11/08/2000 - 07/18/2001
MESIROW FINANCIAL, INC. (CHICAGO IL)
BC
Issued 02/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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