Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brock? Claim Your ProfileBrock Noel is a financial advisor with Valic Financial Advisors, Inc., a registered investment advisor based in Houston, Texas. Brock has been in the financial industry since 1999 and has a broad range of experience in the financial services sector. Brock is registered in 22 states to offer investment advisory services to individuals, corporations, and high net worth individuals. Brock's specialization includes providing financial planning, investment management, and selection of other advisors. Brock is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
12/17/2024 - Present
Valic Financial Advisors, Inc. (CEDAR RAPIDS IA)
IA
01/01/2004 - 09/28/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CORALVILLE IA)
NY
01/24/2001 - 01/01/2004
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NY
12/16/1998 - 12/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/31/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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