Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brock? Claim Your ProfileBrock Allender is an investment advisor representative registered with Northwestern Mutual Investment Services, LLC in Nashville, TN. Brock has been in the securities industry since July 2008. He is a registered representative in 21 states and holds the Series 6, 7, 63 and 65 licenses. He also has been registered as an Investment Advisor Representative in Tennessee since April 2013. Brock may earn commissions from insurance companies for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
04/01/2013 - Present
Northwestern Mutual Investment Services, LLC (NASHVILLE TN)
IA
Issued 03/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/01/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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