Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brock? Claim Your ProfileBrock Jacob Wolf is a financial advisor with Truist Securities, Inc., and has over 17 years of experience in the financial services industry. Brock is a Series 7, Series 24, Series 63, and Series 79TO licensed representative. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses in 52 states and jurisdictions. Brock has previously worked at firms such as Natixis Securities Americas LLC, NewOak Capital Markets LLC, UBS Securities LLC, and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/11/2019 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
01/29/2013 - 11/07/2019
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
07/02/2009 - 03/24/2011
NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)
NY
03/29/2006 - 05/28/2008
UBS SECURITIES LLC (NEW YORK NY)
NY
09/26/2002 - 03/22/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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