Unclaimed
Brock Hanson is a financial advisor with Edward Jones, a firm with over 19,000 licensed agents. Brock has been a financial advisor for over 15 years and holds Series 6, 7, and 66 licenses, as well as the SIE exam. Brock has extensive experience in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
11/05/2021 - Present
Edward Jones (TEMPE AZ)
AZ
09/10/2013 - 09/19/2018
EDWARD JONES (TEMPE AZ)
AZ
05/16/2013 - 08/27/2013
BBVA SECURITIES INC. (MESA AZ)
AZ
04/26/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MESA AZ)
AZ
07/06/2005 - 07/24/2008
CHASE INVESTMENT SERVICES CORP. (MESA AZ)
IL
03/17/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 10/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/16/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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