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Brock Ghelfi

Goldman Sachs & Co. LLC

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About Brock Ghelfi

Brock Ghelfi is a financial advisor registered with Goldman Sachs & Co. LLC. Brock has over 4 years of experience in the financial services industry. Brock holds the Series 63, SIE and Series 79 licenses. Brock is registered to offer securities in 53 states and the District of Columbia. Brock previously worked at BOFA Securities, Inc. and HSBC Securities (USA) Inc.

Firm Information

Brock Ghelfi is currently registered with Goldman Sachs & Co. LLC. Goldman Sachs & Co. LLC is a Limited Liability Company headquartered in NEW YORK, NY, United States. The firm was formed on January 3, 1927, and is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Goldman Sachs offers a variety of investment advisory services, including financial planning, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. They manage assets for a range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, pooled investment vehicles, insurance companies, and other entities.
Goldman Sachs & Co. LLC

200 WEST STREET

NEW YORK, NY 10282

$222.74B

Assets Under Management

1,849

Total Clients

2,069

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Execution charges, custody, management fee

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Brock Ghelfi’s Registration & Firm History

NY

07/13/2021 - Present

Goldman Sachs & Co. LLC (NEW YORK NY)

NY

07/08/2019 - 05/20/2021

BOFA SECURITIES, INC. (NEW YORK NY)

NY

06/29/2017 - 06/19/2019

HSBC SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brock Ghelfi.
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