Unclaimed
Brock Eugene Himan is an Investment Advisor Representative associated with Truist Advisory Services, Inc.. Brock has been in the industry since December 1993 and has been associated with Truist Advisory Services, Inc. since February 2021. Brock has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Securities and Truist Investment Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
04/15/2021 - Present
Truist Advisory Services, Inc. (ASHEVILLE NC)
VA
12/14/2016 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
09/04/2009 - 01/04/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ASHEVILLE NC)
NC
08/14/2000 - 09/14/2009
UBS FINANCIAL SERVICES INC. (ASHVILLE NC)
NY
03/20/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NC
12/17/1993 - 04/03/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 01/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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