Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brock? Claim Your ProfileBrock Edward Ayers is a financial advisor with over 30 years of experience in the industry. Brock is currently registered with Wells Fargo Clearing Services, LLC and holds a Series 7, Series 63, and Series 65 licenses. Brock is also a Certified Financial Planner. Brock previously worked at A. G. EDWARDS & SONS, INC., where he was registered from December 22, 1992, to January 3, 2008. Brock is licensed in 44 states and provides investment consulting services to institutional clients. Brock specializes in financial planning, portfolio management for individuals and businesses, and the selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/24/2017 - Present
Wells Fargo Clearing Services, LLC (CHESTERFIELD MO)
MO
12/22/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHESTERFIELD MO)
IA
Issued 04/14/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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