Unclaimed
Brock Carl Lamarca is an active investment advisor representative for Mesirow Financial Investment Management, Inc. Brock has been working in the financial services industry since November 20, 1986, and is registered in 23 states and territories. Brock has a broad range of experience, including portfolio management for individuals, businesses, and investment companies. Brock also provides financial planning services and pension consulting. Brock is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
WI
10/20/2021 - Present
Mesirow Financial Investment Management, Inc. (ELLISON BAY WI)
NA
10/20/1989 - 01/01/1994
MESIROW INVESTMENT SERVICES, INC.
NY
11/21/1986 - 11/01/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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