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Brock Alexander Tiffin

Chimera Securities, LLC

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About Brock Alexander Tiffin

Brock Alexander Tiffin is a securities professional with Chimera Securities, LLC. Brock has been in the industry since January 24, 2022, and is currently registered with FINRA and the Securities Industry Essentials Examination. Brock is also licensed to take the Securities Trader Exam.

Firm Information

Brock Tiffin is currently registered with Chimera Securities, LLC. Chimera Securities, LLC is a Limited Liability Company formed in 2008. The firm has been approved for registration with the SEC and has 7 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brock Tiffin’s Registration & Firm History

NY

01/25/2022 - Present

Chimera Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/2022

Series 57TO - Securities Trader Exam

BC

Issued 09/25/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brock Alexander Tiffin.
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