Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brock? Claim Your ProfileBrock Aaron Guice is a financial advisor with Raymond James Financial Services, Inc., registered with FINRA and the state of Florida. Brock has been in the industry since March 1, 2009, and holds the Series 7, Series 24, Series 27, Series 99TO and SIE licenses. Brock is located at 880 Carillon Parkway in St. Petersburg, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
03/02/2009 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
BC
Issued 12/12/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/10/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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