Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Broc? Claim Your ProfileBroc Wavra is a financial professional with over 18 years of experience in the industry. Broc is currently registered with Valley Wealth Strategies, LLC. Broc has previously held positions at National Planning Corporation, Independent Financial Group, LLC and AXA Advisors, LLC. Broc is a Series 7 and Series 66 licensed professional. Broc is an investment advisor representative with Valley Wealth Strategies, LLC, an independent investment advisor firm. Broc provides investment advisory services to individuals and families, as well as retirement planning and estate planning services. Broc's professional experience spans a broad range of financial needs, including investment management, retirement planning, and estate planning. Broc is committed to providing clients with personalized financial advice and strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/12/2017 - Present
Valley Wealth Strategies, LLC (BRAWLEY CA)
CA
07/08/2011 - 11/29/2017
NATIONAL PLANNING CORPORATION (BRAWLEY CA)
CA
09/25/2009 - 05/10/2011
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
06/27/2005 - 09/16/2009
AXA ADVISORS, LLC (SAN DIEGO CA)
BOTH
Issued 07/18/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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