Unclaimed
Broc Larsen is a registered investment advisor with Farmers Financial Solutions, LLC, based in Sacramento, California. Broc is licensed in California and has been in the industry since November 13, 2014. Broc has passed Series 6, 26 and 63 exams as well as the Securities Industry Essentials exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/14/2014 - Present
Farmers Financial Solutions, LLC (SACRAMENTO CA)
BC
Issued 12/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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