Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Broc? Claim Your ProfileBroc Barnett Spradlin is a financial professional with over 20 years of experience in the industry. Broc is currently registered with First Southern, LLC in Guaynabo, PR. Broc has previously been associated with First Southern Securities, LLC, Crews & Associates, Inc., and Stephens Inc. Broc holds licenses in Arkansas, California, Florida, Georgia, New York, and Puerto Rico. Broc has passed the Series 7, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PR
08/28/2017 - Present
First Southern, LLC (GUAYNABO PR)
PR
03/25/2015 - 10/05/2020
FIRST SOUTHERN SECURITIES, LLC. (GUAYNABO PR)
AR
07/21/2005 - 03/12/2015
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
06/12/2002 - 04/05/2004
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 09/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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