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Britton Jameson Holley

National Financial Services LLC

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About Britton Jameson Holley

Britton Jameson Holley is a financial professional with over 30 years of experience in the industry. Britton has been registered with National Financial Services LLC since December 2001 and is currently licensed to sell securities in Texas. Britton has a strong background in financial products, as evidenced by the various licenses they hold, including the Series 7, Series 6, and Series 99. In addition, Britton has also passed the Series 63 Uniform Securities Agent State Law Examination and the SIE Securities Industry Essentials Examination. Prior to joining National Financial Services LLC, Britton was employed by Fidelity Brokerage Services LLC and Fidelity Distributors Corporation.

Firm Information

Britton Holley is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Britton Holley’s Registration & Firm History

TX

12/20/2001 - Present

National Financial Services LLC (WESTLAKE TX)

RI

01/05/1999 - 12/20/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

12/06/1993 - 12/31/1998

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

09/02/1993 - 10/19/1993

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 12/10/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/27/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/01/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Britton Jameson Holley.
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