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Britton Andrew Maier

Fidelity Brokerage Services LLC

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About Britton Andrew Maier

Britton Andrew Maier is a financial professional with over 25 years of experience in the financial services industry. Britton is currently registered with Fidelity Brokerage Services LLC. Britton has previously held positions with FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., ONEAMERICA SECURITIES, INC., AMERICAN UNITED LIFE INSURANCE COMPANY, AUL EQUITY SALES CORP., JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. Britton holds the Series 7TO, Series 6, and SIE licenses. Britton is registered in 16 states.

Firm Information

Britton Maier is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Britton Maier’s Registration & Firm History

KY

01/01/2008 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

04/15/2005 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)

IN

05/23/2002 - 04/26/2004

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

IN

01/07/1999 - 10/30/2001

AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)

IN

01/07/1999 - 10/30/2001

AUL EQUITY SALES CORP. (INDIANAPOLIS IN)

MA

03/11/1994 - 12/08/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

03/11/1994 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 03/09/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Britton Andrew Maier.
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