Unclaimed
Brittney Sade Ruth-johnson is a registered representative with Tiaa-Cref Individual & Institutional Services, LLC. Brittney has been in the securities industry since 2011. She has her Series 6, 7, 63 and 66 licenses. Brittney has been registered with the state of North Carolina as an Investment Advisor Representative since 2015. Brittney works out of the Charlotte, NC office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
10/26/2015 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
06/24/2011 - 04/20/2015
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 10/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brittney Ruth-johnson is the right advisor for you? Invested Better is here to help.