Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brittne? Claim Your ProfileBrittne Rivera is a registered representative and investment advisor representative with Stifel, Nicolaus & Company, Inc.. Brittne has been in the financial services industry since 2004. Prior to joining Stifel, Nicolaus & Company, Inc., Brittne worked at Pershing Advisor Solutions LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brittne holds Series 6, 7, 63 and 66 securities licenses. Brittne specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/22/2020 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NJ
09/10/2018 - 09/10/2020
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
NY
08/29/2016 - 03/26/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AZ
06/11/2007 - 06/10/2008
AXA ADVISORS, LLC (TUCSON AZ)
AZ
07/06/2005 - 10/25/2006
CHASE INVESTMENT SERVICES CORP. (TUCSON AZ)
IL
10/25/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 08/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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