Unclaimed
Brittany Nichole Frost is a registered investment advisor representative with Vanguard Advisers, Inc. She has been in the financial services industry since 2008. Brittany is licensed to provide investment advice in Arizona and Texas. Brittany holds Series 6, 7, 63 and 66 licenses. Brittany is also a registered principal with Vanguard Marketing Corporation, a subsidiary of the Vanguard Group. Brittany specializes in providing financial planning, portfolio management, and selection of other advisors. Brittany has experience working with individual clients, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/21/2015 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
07/16/2008 - 08/25/2011
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 10/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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