Unclaimed
Brittany Lauren Neff is a financial advisor with Lazard Asset Management Securities LLC. Brittany has been in the industry since 2015. Brittany holds the Series 7, Series 31, and Series 63 securities licenses as well as the SIE. Brittany has been registered with FINRA since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/10/2021 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
CO
11/19/2015 - 06/04/2021
VICTORY CAPITAL SERVICES, INC. (Greenwood Village CO)
BC
Issued 12/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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