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Brittany Ann Prince

Vanguard Marketing Corp.

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About Brittany Ann Prince

Brittany Prince is a financial advisor with over 7 years of experience in the industry. Brittany is currently registered with Vanguard Marketing Corp. Brittany's previous experience includes working with BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc. Brittany holds a Series 6, Series 7TO, and Series 63 license, and is registered in Arizona.

Firm Information

Brittany Prince is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brittany Prince’s Registration & Firm History

AZ

12/15/2017 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

AZ

05/16/2013 - 12/08/2016

BBVA SECURITIES INC. (PHOENIX AZ)

AZ

10/26/2011 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (PHOENIX AZ)

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Licenses & Designations

BC

Issued 11/30/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brittany Ann Prince. Review regulatory record here.
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