Unclaimed
Brittany Prince is a financial advisor with over 7 years of experience in the industry. Brittany is currently registered with Vanguard Marketing Corp. Brittany's previous experience includes working with BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc. Brittany holds a Series 6, Series 7TO, and Series 63 license, and is registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
12/15/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
05/16/2013 - 12/08/2016
BBVA SECURITIES INC. (PHOENIX AZ)
AZ
10/26/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (PHOENIX AZ)
BC
Issued 11/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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