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Brittany Ann Emery

Peak6 Capital Management LLC

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About Brittany Ann Emery

Brittany Emery is a financial professional with over four years of experience in the financial services industry. Brittany is currently registered with Peak6 Capital Management LLC, a registered investment advisor. Brittany has passed the Series 7, Series 63 and Series 57TO exams. Brittany has previously been registered with TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc.

Firm Information

Brittany Emery is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brittany Emery’s Registration & Firm History

IL

05/25/2023 - Present

Peak6 Capital Management LLC (Chicago IL)

TX

06/25/2021 - 12/21/2021

TD AMERITRADE CLEARING, INC. (Southlake TX)

NE

04/15/2019 - 06/25/2021

TD AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 04/26/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2024

Series 57TO - Securities Trader Exam

BC

Issued 04/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There is public disclosure for Brittany Ann Emery. Review regulatory record here.
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