Unclaimed
Brittany Emery is a financial professional with over four years of experience in the financial services industry. Brittany is currently registered with Peak6 Capital Management LLC, a registered investment advisor. Brittany has passed the Series 7, Series 63 and Series 57TO exams. Brittany has previously been registered with TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/25/2023 - Present
Peak6 Capital Management LLC (Chicago IL)
TX
06/25/2021 - 12/21/2021
TD AMERITRADE CLEARING, INC. (Southlake TX)
NE
04/15/2019 - 06/25/2021
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 04/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2024
Series 57TO - Securities Trader Exam
BC
Issued 04/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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