Unclaimed
Brittany Herbig is a financial advisor with National Financial Services LLC, a firm with a focus on active financial services. Brittany has been in the industry since June 1, 2015. Brittany is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 24, 63, 99TO, and SIE licenses. Brittany is currently licensed in Texas and holds Series 7, 24, 63, 99TO, and SIE licenses. Brittany has previously worked with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/13/2017 - Present
National Financial Services LLC (FORT WORTH TX)
TX
07/12/2013 - 01/22/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 06/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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