Unclaimed
Brittany Theroux is a financial advisor with Vanguard Marketing Corp., a firm that is registered with the Financial Industry Regulatory Authority (FINRA). Brittany holds Series 7, Series 63, and SIE licenses, and has been in the industry since July 14, 2024. She is licensed to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/15/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 08/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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