Unclaimed
Briton Gregory Rotell is a financial advisor who has been in the industry since 2009. Briton is currently registered with Voya Investment Management Co. LLC and has been with the firm since March 2019. Previously, Briton was with SunTrust Investment Services, Inc., from April 2017 to February 2019. Briton has a wide range of experience in the financial services industry, including experience with insurance, banking, and investment management. Briton is licensed to sell securities in 53 states, as well as the District of Columbia and Puerto Rico. Briton is also a Registered Investment Advisor and is licensed to provide investment advice in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
GA
03/15/2019 - Present
Voya Investment Management Co. LLC (ATLANTA GA)
GA
04/06/2017 - 02/19/2019
SUNTRUST INVESTMENT SERVICES, INC. (ALPHARETTA GA)
GA
04/14/2016 - 03/23/2017
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
09/01/2009 - 04/06/2016
WELLS FARGO ADVISORS, LLC (LAWRENCEVILLE GA)
BOTH
Issued 08/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/31/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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