Unclaimed
Brinton Wesley Frith is a financial professional with over 25 years of experience in the industry. Currently, Brinton works as a Registered Representative for VP Distributors LLC in their New York, NY office. Prior to this, Brinton worked for firms such as ETF Distributors LLC, Foreside Fund Services, LLC, and Philadelphia Brokerage Corporation. Brinton holds a variety of licenses and registrations, including Series 3, 4, 7, 24, 27, 53, 55, 63, and 65. Brinton is also registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/02/2019 - Present
VP Distributors LLC (NEW YORK NY)
NY
10/25/2013 - 12/02/2019
ETF DISTRIBUTORS LLC (NEW YORK NY)
NJ
05/15/2009 - 11/04/2011
FORESIDE FUND SERVICES, LLC (PRINCETON NJ)
PA
01/18/1993 - 05/09/2007
PHILADELPHIA BROKERAGE CORPORATION (WAYNE PA)
IA
Issued 02/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/22/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/22/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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