Unclaimed
Brinia Garcia is an Investment Advisor Representative and Registered Representative at Morgan Stanley. Brinia Garcia is a securities professional with over 20 years of experience in the industry. Brinia Garcia has earned both state and federal securities licenses and has passed multiple securities industry exams. Brinia Garcia is registered to provide investment advisory services and securities products in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/13/2021 - Present
Morgan Stanley (Warren NJ)
BOTH
Issued 06/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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