Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Briner? Claim Your ProfileBriner Ellis is a financial advisor with Morgan Stanley. Ellis has been in the financial services industry since January 2008. Ellis holds FINRA Series 6, 7TO, 9, 10, 24, 26, 63, and 66 licenses as well as insurance licenses. Ellis is registered to provide advisory services in 53 states as well as the District of Columbia and Puerto Rico. Ellis is also registered with FINRA. Ellis provides portfolio management services to individuals, businesses, and investment companies. Ellis also provides financial planning and asset allocation advice. Ellis has previously worked at W&S Brokerage Services, Inc., and Touchstone Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
02/28/2023 - Present
Morgan Stanley (Cincinnati OH)
OH
04/14/2017 - 09/13/2021
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
05/15/2009 - 12/31/2015
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
OH
08/22/2005 - 03/27/2008
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 01/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/10/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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