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Brien Thomas Plaza

State Farm VP Management Corp.

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About Brien Thomas Plaza

Brien Plaza is a financial advisor with State Farm VP Management Corp., with over 7 years of experience in the financial industry. Brien is registered in Arizona. Brien has passed the Series 6, Series 26, Series 63 and SIE exams. Brien previously worked at FBL MARKETING SERVICES, LLC, FARMERS FINANCIAL SOLUTIONS, LLC and HORACE MANN INVESTORS INC.

Firm Information

Brien Plaza is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brien Plaza’s Registration & Firm History

AZ

04/05/2022 - Present

State Farm VP Management Corp. (TEMPE AZ)

AZ

09/26/2018 - 06/12/2020

FBL MARKETING SERVICES, LLC (Gilbert AZ)

AZ

04/21/2014 - 09/17/2018

FARMERS FINANCIAL SOLUTIONS, LLC (MESA AZ)

AZ

03/19/2012 - 04/02/2013

HORACE MANN INVESTORS INC (TUCSON AZ)

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Licenses & Designations

BC

Issued 04/20/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brien Thomas Plaza.
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