Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brien? Claim Your ProfileBrien Patrick Smith is a registered representative with Neuberger Berman BD LLC and has been with the firm since January 2009. Brien is a member of the Advisory Board for OWNER RESOURCE GROUP in Austin, Texas. Brien specializes in providing portfolio management services to individuals and investment companies and is licensed to practice in New York and Texas. Brien has over 20 years of experience in the financial services industry and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
05/04/2009 - Present
Neuberger Berman BD LLC (DALLAS TX)
BOTH
Issued 04/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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