Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brien? Claim Your ProfileBrien E. Johnson is an investment advisor representative associated with Morgan Stanley. Brien has been working in the financial services industry since 2020. Brien has licenses to conduct securities business in 53 states and the District of Columbia. In addition to the Series 7TO, Series 66, Series 9 and Series 10 licenses, Brien holds the Securities Industry Essentials Examination. Brien has been associated with Morgan Stanley since 2022, previously working at J.P. Morgan Securities LLC, Purshe Kaplan Sterling Investments, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
01/15/2023 - Present
Morgan Stanley (Atlanta GA)
TX
05/19/2021 - 10/29/2022
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
TX
02/10/2020 - 01/21/2021
PURSHE KAPLAN STERLING INVESTMENTS (Austin TX)
TX
10/21/2019 - 12/26/2019
AXA ADVISORS, LLC (AUSTIN TX)
BOTH
Issued 02/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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