Unclaimed
Brie Williams is a financial professional with over 15 years of experience in the industry. Brie is currently registered with State Street Global Advisors Funds Distributors, LLC. Previously, Brie worked at PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP. Brie holds the Series 7, Series 63, and SIE licenses and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/17/2014 - Present
State Street Global Advisors Funds Distributors, LLC (Boston MA)
MA
11/21/2007 - 03/03/2014
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 04/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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