Unclaimed
Brice Ranier Thompson is a financial advisor registered in the state of Georgia. Brice has been in the industry since 2000 and currently works at Cetera Investment Advisers LLC and Ridge Capital Management, LLC. Brice holds several licenses and certifications, including Series 6, 7, 24, 63 and 66. Brice also holds a Georgia Investment Advisor Representative license. Brice has a history of working with several other firms including First Allied Securities, Inc., Wells Fargo Advisors, LLC, and Raymond James Financial Services, Inc. Brice's specializations include Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
10/22/2020 - Present
Cetera Investment Advisers LLC (COLUMBUS GA)
GA
05/08/2018 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Columbus GA)
GA
10/14/2011 - 08/21/2018
CETERA ADVISORS LLC (COLUMBUS GA)
GA
08/22/2008 - 10/19/2011
WELLS FARGO ADVISORS, LLC (COLUMBUS GA)
GA
01/28/2005 - 08/27/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (ALBANY GA)
GA
11/19/2001 - 01/31/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
MO
08/22/2000 - 11/07/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
FL
05/15/2000 - 08/23/2000
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MA
04/13/2000 - 05/10/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 6/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/3/2000
Series 7 - General Securities Representative Examination
BC
Issued 4/12/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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