Unclaimed
Brianne Haggerty is a financial advisor who has been working in the financial services industry since 2009. Brianne is currently registered with National Financial Services LLC. Brianne is a Series 6, Series 99TO, and SIE licensed professional. Brianne has also passed the Uniform Securities Agent State Law Examination. Prior to her current role, Brianne was employed with Fidelity Investments Institutional Services Company, Inc. from 2009 to 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
06/10/2024 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
01/23/2009 - 04/14/2009
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 02/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2024
Series 99TO - Operations Professional Examination
BC
Issued 05/07/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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