Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brianne? Claim Your ProfileBrianne Squibb is a financial advisor who has been working in the industry since 2004. Brianne is currently registered with UBS Financial Services Inc. and has been with the firm since 2019. Brianne has a history of working with Merrill Lynch, Pierce, Fenner & Smith Incorporated and David A. Noyes & Company. Brianne holds several licenses and certifications including the Series 7, 9, 10, 63 and SIE exams. Brianne specializes in providing investment advice and financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
06/27/2019 - Present
UBS Financial Services Inc. (Miamisburg OH)
OH
12/10/2018 - 05/28/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMISBURG OH)
OH
12/06/2018 - 12/10/2018
DAVID A. NOYES & COMPANY (Miamisburg OH)
OH
10/11/2017 - 12/07/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMISBURG OH)
OH
07/25/2014 - 02/26/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMISBURG OH)
OH
07/13/2011 - 08/30/2012
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
OH
06/01/2009 - 07/25/2011
MORGAN STANLEY SMITH BARNEY (CENTERVILLE OH)
OH
12/07/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CENTERVILLE OH)
BC
Issued 04/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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