Unclaimed
Brianna Gaines is a financial advisor who is registered with U.S. Bancorp Investments, Inc. Brianna has a Series 63, Series 6TO, and SIE. Brianna has been in the industry since 2020 and has experience with Principal Securities, Inc. and U.S. Bancorp Investments, Inc. Brianna is licensed in Illinois and Pennsylvania and specializes in providing financial advice to individuals, high net worth individuals, corporations, charitable organizations, pension plans, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
SD
01/03/2023 - Present
U.s. Bancorp Investments, Inc. (Sioux Falls SD)
IA
07/20/2020 - 11/19/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
BC
Issued 09/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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