Unclaimed
Brianna Nicole King is a registered representative and investment advisor representative with Park Avenue Securities LLC. Brianna has been in the industry since 2018. Brianna specializes in providing financial planning, educational seminars, and selection of other advisors. Brianna previously worked with Morgan Stanley and E*TRADE SECURITIES LLC. Brianna has a Series 63, 66, 7, 9, 10, and 4 licenses. Brianna is registered with the state of Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
10/28/2024 - Present
Park Avenue Securities LLC (Taylorsville UT)
UT
01/27/2023 - 01/24/2024
MORGAN STANLEY (SOUTH JORDAN UT)
UT
07/26/2018 - 01/27/2023
E*TRADE SECURITIES LLC (SANDY UT)
BOTH
Issued 05/02/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/16/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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