Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brianna? Claim Your ProfileBrianna Marie Mathis is an active investment advisor representative at Fidelity Personal And Workplace Advisors. Brianna Marie has been in the industry since November 1, 2017, and holds Series 63, 66, 7, 9, 10, and SIE licenses. Brianna Marie is also registered in 22 states for both investment advisory and broker-dealer services. Brianna Marie specializes in providing financial planning, educational seminars, and portfolio management for individuals and businesses. Brianna Marie was previously employed at Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/24/2022 - Present
Fidelity Personal AND Workplace Advisors (LONE TREE CO)
CO
11/02/2017 - 07/10/2020
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BOTH
Issued 12/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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