Unclaimed
Brianna Lynn Caudill is a registered representative with Cambridge Investment Research, Inc., located in Fairfield, IA. Brianna has been in the industry since November 4, 2019, and has passed the Series 7, 99, and SIE exams. Brianna is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
11/05/2019 - Present
Cambridge Investment Research, Inc. (FAIRFIELD IA)
BC
Issued 07/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2019
Series 99TO - Operations Professional Examination
BC
Issued 08/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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