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Brianna L Guttman

THE Leaders Group, Inc.

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About Brianna L Guttman

Brianna L. Guttman is a financial professional who has been working in the industry since December 13, 2014. Brianna is currently registered with The Leaders Group, Inc. She is also registered in California. Brianna holds the Series 63, Series 6 and SIE licenses.

Firm Information

Brianna Guttman is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brianna Guttman’s Registration & Firm History

CO

01/03/2017 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CA

12/12/2014 - 12/31/2016

LINCOLN INVESTMENT (WOODLAND HILLS CA)

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Licenses & Designations

BC

Issued 07/20/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brianna L Guttman.
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