Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brianna? Claim Your ProfileBrianna Kathryn Lundy is a financial advisor with UBS Financial Services Inc. She is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, Series 63, Series 65, Series 9, and Series 10 licenses. Brianna has been in the financial services industry since 2019. She specializes in providing financial planning and investment management services to a variety of clients. Her prior experience includes working with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Brianna has a strong understanding of the financial markets and is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NV
01/27/2022 - Present
UBS Financial Services Inc. (RENO NV)
NV
08/07/2020 - 02/07/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RENO NV)
BC
Issued 09/12/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/21/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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