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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brianna? Claim Your ProfileBrianna Jo Baker is a financial advisor with UBS Financial Services Inc. Brianna is registered with FINRA and has been active in the industry since 2020. Brianna's areas of specialization include Financial Planning, Pension Consulting, Portfolio Management for Businesses, and Portfolio Management for Individuals. Brianna also holds the Series 7, Series 10, Series 9, and Series 66 licenses. Brianna has over 6 years of experience in the financial services industry. Brianna's previous work experience includes positions with Morley and Allegis Global Solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
12/22/2020 - Present
UBS Financial Services Inc. (Fort Myers FL)
BOTH
Issued 12/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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