Unclaimed
Briana Shae Martin is a registered representative with Neuberger Berman BD LLC and has been in the industry since October 2022. Briana has Series 7TO and SIE licenses. She is a Series 66 registered representative in New York. Briana is also a registered investment advisor representative in New York. Prior to working at Neuberger Berman BD LLC, Briana worked at Spectrum Group Management LLC. Neuberger Berman BD LLC is headquartered in New York City and has approximately 820 investment advisor representatives and 1060 registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
12/12/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 12/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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