Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Briana? Claim Your ProfileBriana Grace Smith is a financial advisor who has been in the industry since 2012. Briana is currently registered with Captrust in Raleigh, North Carolina. Briana holds the Series 6, Series 63, and SIE licenses. Briana is also a Certified Financial Planner. Briana has previously been employed with First Citizens Investor Services, Capfinancial Securities, LLC., Commonwealth Financial Network, MetLife Securities Inc., and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
06/03/2022 - Present
Captrust (RALEIGH NC)
NC
01/11/2022 - 03/16/2022
FIRST CITIZENS INVESTOR SERVICES, INC. (Raleigh NC)
NC
11/24/2020 - 12/15/2021
CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)
NC
11/02/2015 - 11/04/2020
COMMONWEALTH FINANCIAL NETWORK (Cary NC)
MA
01/02/2015 - 11/06/2015
METLIFE SECURITIES INC. (WELLESLEY MA)
MA
05/13/2013 - 01/02/2015
NEW ENGLAND SECURITIES (WELLESLEY MA)
MA
06/13/2011 - 08/21/2012
NEW ENGLAND SECURITIES (WELLESLEY MA)
BC
Issued 06/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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