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Briana Dawn Hughes

Mutual OF Omaha Investor Services, Inc.

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About Briana Dawn Hughes

Briana Dawn Hughes is a registered representative of Mutual Of Omaha Investor Services, Inc. and has been in the financial services industry since June 14, 2001. Briana Hughes has licenses in Nebraska. Briana Hughes has experience in the following areas: financial planning, portfolio management for individuals, and selection of other advisors. Mutual Of Omaha Investor Services, Inc. is a registered investment advisor headquartered in Omaha, Nebraska.

Firm Information

Briana Hughes is currently registered with Mutual OF Omaha Investor Services, Inc.. Mutual OF Omaha Investor Services, Inc. is a Corporation formed in September 1993, headquartered in Omaha, Nebraska. The firm offers financial planning and portfolio management for individuals and select client types such as high-net-worth individuals, corporations, charitable organizations, and pension plans. With over 700 licensed agents, investment advisor representatives, and registered representatives, the firm provides a wide range of services to its clients.
Mutual OF Omaha Investor Services, Inc.

3300 MUTUAL OF OMAHA PLAZA

OMAHA, NE 68175-1020

$15.50M

Assets Under Management

6,290

Total Clients

387

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Promoter fees and third party money manager fees

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Briana Hughes’s Registration & Firm History

NE

03/21/2014 - Present

Mutual OF Omaha Investor Services, Inc. (OMAHA NE)

NE

06/05/2001 - 02/24/2014

SECURITIES AMERICA, INC. (LAVISTA NE)

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Licenses & Designations

BOTH

Issued 10/21/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/04/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/16/2004

Series 4 - Registered Options Principal Examination

BC

Issued 03/22/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Briana Dawn Hughes.
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