Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Briana? Claim Your ProfileBriana Backes is a financial advisor who has been working in the industry since 2018. She is currently registered with Brookfield Oaktree Wealth Solutions LLC. Previously, Briana Backes was employed with J.P. Morgan Institutional Investments Inc., Lord Abbett Distributor LLC, and BlackRock Investments, LLC. Briana Backes holds a Series 66, Series 7 and SIE license. Briana Backes is registered in 15 states including Alaska, California, Colorado, District of Columbia, Idaho, Maryland, Montana, New Jersey, New York, Oregon, Pennsylvania, Virginia, Washington, West Virginia and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/12/2023 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
NY
12/15/2021 - 05/10/2022
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (New York NY)
NJ
07/29/2019 - 10/21/2021
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NJ
08/28/2018 - 11/20/2018
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
BOTH
Issued 05/17/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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