Unclaimed
Brian Zimmerman is a financial professional with Houlihan Lokey Capital, Inc. Brian has been working in the financial industry since 2018. Brian has a Series 79, Series 63, and SIE license. Brian is registered with FINRA and is licensed in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/10/2018 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
BC
Issued 11/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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