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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Yukio Horiuchi is a financial advisor currently registered with Cuso Financial Services, LP, and has been in the industry since April 28, 1988. Brian Yukio Horiuchi has passed the Series 6, 7, 24, 63, and 66 exams, as well as the SIE exam. Brian Yukio Horiuchi has previously been registered with multiple other firms including CUE, CITICORP INVESTMENT SERVICES, FINANCIAL HORIZONS SECURITIES CORPORATION, GUARDIAN INVESTOR SERVICES CORPORATION, EQUICO SECURITIES, INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, MIMLIC SALES CORPORATION, and LINCOLN NATIONAL PENSION INSURANCE COMPANY. Brian Yukio Horiuchi specializes in providing financial advice to individuals and businesses and has extensive experience in financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/22/2023 - Present
Cuso Financial Services, LP (MORGAN HILL CA)
AZ
07/06/1998 - 11/05/2001
CUE (PHOENIX AZ)
NY
02/10/1994 - 07/17/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
12/02/1994 - 10/17/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
NY
08/14/1992 - 04/05/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/31/1991 - 03/04/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/31/1991 - 03/04/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IN
11/19/1987 - 11/06/1991
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
11/19/1987 - 11/06/1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MN
03/06/1991 - 10/30/1991
MIMLIC SALES CORPORATION (ST. PAUL MN)
NA
11/19/1987 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BOTH
Issued 10/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1991
Series 2 - Non-Member General Securities Examination
BC
Issued 11/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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